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by David B. Rottman and Chantal G. Bromage
The
rapid increase in the number and variety of problem-solving courts owes something to the appeal
they appear to hold for politicians across the ideological spectrum. Conservatives are attracted
by the close monitoring of court participants and the stress on individual accountability.
Liberals are attracted by the emphasis on treatment and rehabilitation in the same courts.
What does the general public think about problem-solving courts? This
article marshals the findings from several public opinion surveys to look at the public’s
acceptance of problem-solving principles and methods in the abstract and as manifest in a
specific problem-solving court. The key research concern is the extent of public support
for the problem-solving approach. The conclusion of the article reviews some implications
for judicial education programs that focus or touch on the phenomenon of problem-solving
courts.
Public support of the Midtown Community Court
In 1993, the Midtown Community
Court opened in the Times Square area of Manhattan as a demonstration project designed to test
the ability of criminal courts to forge closer links with the community and develop a collaborative
problem-solving approach to quality-of-life offenses like prostitution and illegal vending.
In early 1998, nearly five years later, telephone interviews were conducted with 562 residents
of neighborhoods that the court serves. Survey respondents were asked to rate the desirability
of the innovative features of the court and if they were willing to pay for those features
through additional taxes. The survey generated some interesting findings:
- Only one in five Midtown
residents had heard of the Midtown court, with awareness increasing by the extent of community
involvement and geographic proximity to the court. However, few of those aware of the court
reported being “very familiar” with its activities
even after five years of intense public outreach. It appears that a community court, even
one as heavily publicized as the Midtown Court, has difficulty in becoming a community
institution.
- On the other hand, respondents rated the court’s innovative
features as very important once a description of the court was provided. It is interesting
that despite their lack of familiarity with the court, respondents rated neighborhood location
as its most important feature.
- Generally, individual features of the Midtown Community Court
were rated highly. Respondents were asked: “On a scale of one to seven, with one being very important and
seven being not at all important, please tell me how you would rate the importance of each
characteristic.” Court features such as “court located in the area it serves”, “community
service compliance rigorously monitored by the court”, and “the judge has information
on offender’s underlying problems and previous compliance” were rated as the most
important. Court features such as “treatment and social services in court building”, “offenders
arrested in Midtown area likely to face the same judge”, and “offenders spend a
short time in custody after arrest before coming before a judge” were rated as the least
important of the features that were presented to the survey respondents.
- However, the only features
able to predict whether a resident was willing to pay more taxes to keep the Midtown Community
Court open related to keeping defendants accountable for their adherence to the court’s
orders.
- Accountability was indexed by features like “short time in custody before
seeing the judge post-arrest”, “compliance with community service monitored”, “same
judge if return to the Midtown Community Court”, and, “judge has information on
previous compliance/problems.”
Perceptions of the Importance of Midtown Court’s Characteristics
| A. Treatment |
| |
Very Important <---------------------> Not
Important |
|
|
|
1 |
2 |
3 |
4 |
5 |
6 |
7 |
Total |
N= |
Offenders receive treatment & social services |
54% |
14% |
8% |
8% |
6% |
4% |
6% |
100% |
531 |
Services provided in court building |
30% |
12% |
17% |
12% |
11% |
5% |
12% |
100% |
501 |
Services begin same day as sentencing |
48% |
15% |
13% |
7% |
7% |
3% |
7% |
100% |
512 |
| |
| B. Orientation |
| |
Very Important <---------------------> Not
Important |
|
|
|
1 |
2 |
3 |
4 |
5 |
6 |
7 |
Total |
N= |
Community Advisory Board |
48% |
17% |
13% |
8% |
6% |
3% |
5% |
100% |
517 |
Offenders perform community service |
51% |
18% |
12% |
7% |
6% |
3% |
5% |
100% |
523 |
Midtown Community Court located in service area |
63% |
12% |
8% |
4% |
5% |
2% |
7% |
100% |
511 |
Neighborhood Mediation |
38% |
18% |
18% |
10% |
8% |
3% |
6% |
100% |
522 |
| |
| C. Accountability |
| |
Very Important <---------------> Not
Important |
|
|
|
1 |
2 |
3 |
4 |
5 |
6 |
7 |
Total |
N= |
Post-arrest, short time in custody before seeing judge |
38% |
15% |
15% |
11% |
8% |
5% |
9% |
100% |
505 |
Compliance with community service monitored |
55% |
16% |
10% |
6% |
7% |
2% |
4% |
100% |
517 |
Same judge if return to Midtown Community Court |
36% |
16% |
13% |
12% |
8% |
4% |
11% |
100% |
489 |
Judge has information on previous compliance/problems |
55% |
16% |
12% |
6% |
5% |
3% |
4% |
100% |
517 |
|
Please refer to Sviridoff, et al. (2001) for the complete methodology and results of this
survey.
A National survey reveals the appeal of problem-solving principles to racial
and ethnic groups
From March-May 2000, approximately 1,600 American adults participated in a
telephone survey designed to better understand the effects of race, ethnicity, and experience
with the court system on perceptions of courts. One part of the survey focused specifically
on the public’s
support for a change from the traditional to a problem-solving orientation on the part of the
criminal courts. Specifically, respondents were asked four questions after listening to the
following preamble:
“Some people think courts should stick to their traditional role
of looking at the facts in a specific case and then applying the law. Other people think
that it is now necessary for the courts to go beyond that role and try to solve the problems
that bring people into court. I am going to read you a few statements about the role of the
court. Do you strongly agree, somewhat agree, somewhat disagree, or strongly disagree that
courts should. . .”
- Hire drug treatment counselors and social workers as court staff
members?
- Order a person to go back to court and talk to the judge about their progress in
a treatment program?
- Take responsibility for making sure local agencies provide help to people
with drug abuse and/or alcohol problems?
- Consider what psychologists and medical doctors
know about the causes of emotional problems when making decisions about people in court
cases?
Respondents were overwhelmingly positive in their reactions to all four proposed changes to
the traditional role of courts. African-American respondents tend to be the most supportive
of change, followed by Latinos. Whites are distinctly less enthusiastic in their support of
new roles for judges and courts. The lowest level of support, across all three groups, is for
hiring of treatment counselors and social workers. That change also marks the sharpest racial
and ethnic difference: Whites are the least supportive, although a majority still supports
the change.
Should Courts Hire Treatment Counselors and Social Workers as Court Staff Members?
| Should Courts Hire Treatment Counselors
and Social Workers as Court Staff Members? |
|
White |
African-American |
Latino |
Strongly agree |
35% |
59% |
55% |
Somewhat agree |
33% |
22% |
24% |
Somewhat disagree |
13% |
10% |
7% |
Strongly disagree |
20% |
9% |
13% |
| |
| Should Courts Solve Problems by Having
the Offender Report Back to the Judge on his or her Progress? |
|
White |
African-American |
Latino |
Strongly agree |
55% |
67% |
68% |
Somewhat agree |
31% |
23% |
23% |
Somewhat disagree |
7% |
5% |
4% |
Strongly disagree |
7% |
4% |
5% |
| |
| Should Courts Solve Problems by Coordinating
the Work of Local Agencies? |
|
White |
African-American |
Latino |
Strongly agree |
52% |
72% |
67% |
Somewhat agree |
30% |
18% |
22% |
Somewhat disagree |
8% |
4% |
6% |
Strongly disagree |
10% |
6% |
5% |
| |
| Should Courts Solve Problems Using the
Knowledge of Psychologists and Doctors? |
|
White |
African-American |
Latino |
Strongly agree |
45% |
61% |
58% |
Somewhat agree |
44% |
35% |
33% |
Somewhat disagree |
8% |
2% |
3% |
Strongly disagree |
3% |
2% |
5% |
Overall, the survey establishes strong, national support for a change away from the traditional
role of the courts in criminal cases. One interpretation of the findings is that problem-solving
courts respond to some of the concerns that the public, and particularly minority group members,
have about the performance of the state courts.
Please refer to Rottman, Hansen, Mott, and Grimes (2003) for the complete methodology and
results of this survey.
A California poll shows increasing public support for features of problem-solving
courts
Additional public support for problem-solving court methods may be gleaned from a recent
survey sponsored by the National Council on Crime and Delinquency. In May 2004, over 1,000
California adults were polled about their attitudes toward criminal punishment and rehabilitation.
The results of the poll indicate that the majority of Californians favor using state funding
for rehabilitative efforts both during incarceration and after a prisoner’s
release.
In November 2000, California voters passed Proposition 36 with 61% of the vote, which changed
state law to mandate probation and drug treatment in the place of prison time for the possession
and use of illegal substances. The 2004 poll revealed that the majority of Californians likely
to vote (73%) are still in favor of this policy. Finally, more Californians now believe that
rehabilitation efforts outside of prison reduce the crime rate compared to when the same question
was asked in a poll conducted 23 years ago.
Please refer to Krisberg, Craine, and Marchionna (2004) for the complete methodology and results
of this poll.
Judicial support of problem-solving courts
Another survey affords an opportunity
to compare the public’s view
with those of judges. In 2001, the Center for Court Innovation surveyed 500 criminal court
judges and found overwhelming support for the principles of problem-solving courts, including:
treatment as an effective alternative to incarceration for addicted, non-violent offenders;
the notion that the judiciary should be involved in efforts to reduce the number of drug-addicted
defendants; that more information is needed about past violence when making sentencing and
bail decisions in domestic violence cases; and that judges should be more attentive to neighborhood
safety and quality-of-life concerns.
Please refer to Berman and Gulick (2003) for the complete methodology and results of this
survey.
Implications for judicial education
All of these survey findings have implications
for those charged with designing judicial education programs that deal with problem-solving
courts, the problem-solving approach, or therapeutic jurisprudence (that a judge should select
the option that promotes the emotional and physical well-being of litigants, consistent with
due process and other legal norms).
First, problem-solving principles and practices enjoy strong support both among judges and
among the general public.
Second, problem-solving practices are seen as enhancing the role of the judge by providing
better information and greater leverage in ensuring compliance with court orders.
Third, problem-solving courts appear to offer a partial response to general public discontent
with the courts as they are traditionally defined and especially to the estrangement of some
members of minority groups from the courts.
Fourth, in the public mind, problem-solving courts are not a “soft on crime” option.
The public merges a desire for more effective court intervention to change the lives of people
who are repeat offenders with a trust in the ability of judges to hold offenders accountable
for their participation in treatment programs.
Sources
Berman, Greg and Anne Gulick. Just the (Unwieldy, Hard to Gather but
Nonetheless Essential) Facts, Ma’am: What we know and don’t know about problem-solving
courts. Fordham Urban Law Journal, Vol. 30, No. 3, March 2003, p. 1027-1053.
Krisberg, Barry, Jessica Craine, and Susan Marchionna. Attitudes of Californians toward Effective
Correctional Policies. NCCD Focus, June 2004.
Rottman, David B., Randall Hansen, Nicole Mott, and Lynn Grimes. Perceptions
of the Courts in your Community: The Influence of Experience, Race and Ethnicity. Williamsburg,
VA: National Center for State Courts, 2003. http://www.ncjrs.gov/pdffiles1/nij/grants/201302.pdf
Sviridoff, Michelle, David B. Rottman, Rob Weidner, Fred Cheesman, Richard
Curtis, Randall Hansen, and Brian Ostrom. Dispensing Justice Locally: The Impacts, Cost
and Benefits of the Midtown Community Court. Center for Court Innovation and National
Center for State Courts, 2001. http://www.ncjrs.org/pdffiles1/nij/grants/196397.pdf
David B. Rottman, Ph.D., is a principal research consultant with
the National Center for State Courts, where he has worked since 1987. His current interests
include judicial selection, public opinion on the courts, the evolution of court structure,
and the pros and cons of problem-solving courts. Rottman's most recent publication is Trust
and Confidence in the California Courts, 2005, which was prepared for the California Judicial
Council. It can be viewed at here.
Chantal G. Bromage, M.P.P., is a court research analyst with the National Center for State
Courts. Her current project work includes the Center for Court Solutions, court safety and
security, problem-solving courts, the Survey of Judicial Salaries, and the Civil Justice Survey
of 2005.
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